The Adviser’s Guide to SEC Advertising and Marketing Rules

The Adviser’s Guide to SEC Advertising and Marketing Rules

Quick Overview

The Adviser’s Guide to SEC Advertising and Marketing Rules features best practices and advice from your peers, experts and even the SEC itself. Included on the CD are 23 best practices, 2 GIPS, 15 no-action letters and 5 peer-tested tools.

Availability: In stock

Pubcode: ARGADMKTG18
Price: $295.00

The Adviser’s Guide to SEC Advertising and Marketing Rules

Modern means of communications take place in so many ways. Mobile devices place the internet in your hands. You can share your thoughts with thousands via a single tweet. You can become a video star overnight via YouTube. A post to Facebook could be seen in seconds the world over. None of these media could have been envisioned when the SEC promulgated its advertising rule way back in 1961.

That’s why IA Watch has published The Adviser’s Guide to SEC Advertising and Marketing Rules.

Click here to view the Table of Contents.

Included on the handbook and its companion CD are:

✓ 23 Best Practices and Guidance on Advertising and Marketing
✓ 5 Peer-tested tools
✓ 15 No Action Letters
✓ 2 GIPS
✓ Rule 206(4)-1, IM Guidance and a risk alert

 

The Adviser’s Guide to SEC Advertising and Marketing Rules is published by IA Watch, a compliance service of Regulatory Compliance Watch, the industry’s most respected online compliance service that thousands of your peers rely on for investment adviser, broker-dealer, CPO/CTA and private fund compliance guidance. RCW delivers up-to-the-minute news, exclusive analysis, comprehensive compliance tools you can use and a network of compliance peers standing at the ready to assist you. Find out more at www.regcompliancewatch.com.

If you need any assistance while ordering, please e-mail customer service at customer@regcompliancewatch.com  or call toll-free 1-800-455-5844, option 2, prompt 4.